Filing Details
- Accession Number:
- 0000018230-17-000315
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-29 14:42:37
- Reporting Period:
- 2017-11-27
- Accepted Time:
- 2017-11-29 14:42:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 18230 | Caterpillar Inc | CAT | Construction Machinery & Equip (3531) | 370602744 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1307061 | M Bradley Halverson | 100 N.e. Adams Street Peoria IL 61629 | Group President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-11-27 | 2,600 | $137.67 | 5,214 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 202 | Indirect | Held by Mindy Halverson Trust |
| Common Stock | 10,055 | Indirect | Held by Halverson Children's Trust |
| Common Stock | 11,224 | Indirect | Held by 401(k) Plan |
Footnotes
- The information in this report is based on a 401(k) Plan statement dated as of 10/31/2017.
Billionaire Hedge Funds
