Filing Details
- Accession Number:
- 0001618732-17-000173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-28 16:21:52
- Reporting Period:
- 2017-11-24
- Accepted Time:
- 2017-11-28 16:21:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618732 | Nutanix Inc. | NTNX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1334367 | Iii W Kenneth Long | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | Vp, Corporate Controller & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-11-24 | 915 | $1.22 | 213,032 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2017-11-24 | 21,006 | $3.20 | 234,038 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-11-24 | 30,000 | $34.00 | 204,038 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-24 | 915 | $0.00 | 915 | $1.22 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-24 | 21,006 | $0.00 | 21,006 | $3.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,085 | 2023-06-07 | No | 4 | M | Direct | |
78,994 | 2024-05-19 | No | 4 | M | Direct |
Footnotes
- The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $34.00 to $34.07. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The option was fully vested and exercisable on May 29, 2017.
- The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.