Filing Details
- Accession Number:
- 0001127602-17-033347
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-28 14:22:31
- Reporting Period:
- 2017-11-27
- Accepted Time:
- 2017-11-28 14:22:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1174850 | Nicolet Bankshares Inc | NCBS | National Commercial Banks (6021) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1256093 | J Michael Gilson | C/O Nicolet National Bank 111 North Washington Street Green Bay WI 54301 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-27 | 1,886 | $9.19 | 26,625 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-11-27 | 400 | $13.73 | 27,025 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-11-27 | 200 | $58.00 | 26,825 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-11-27 | 100 | $58.10 | 26,725 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-11-28 | 1,986 | $58.00 | 24,739 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-27 | 1,886 | $0.00 | 1,886 | $9.19 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-27 | 400 | $0.00 | 400 | $13.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-04-28 | No | 4 | M | Direct | |
1,486 | 2018-04-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,072 | Indirect | Shares owned by an adult child of Mr. Gilson for whom he serves as agent under a power of attorney |
Footnotes
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The 1,886 nonqualified options exercised were immediately vested options upon the consummation of the merger with Baylake Corp. on April 29, 2016.
- The stock option is currently exercisable as to 1,486 shares. The options vested immediately upon consummation of the merger with Baylake Corp. on April 29, 2016.