Filing Details
- Accession Number:
- 0001209191-17-062665
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-28 14:18:14
- Reporting Period:
- 2017-11-27
- Accepted Time:
- 2017-11-28 14:18:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101830 | Sprint Corp | S | Telephone Communications (No Radiotelephone) (4813) | 461170005 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1661352 | Enrique Jorge Gracia | 6200 Sprint Parkway Overland Park KS 66251 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-27 | 40,561 | $2.84 | 858,383 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-27 | 72,398 | $3.44 | 930,781 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-27 | 112,959 | $6.18 | 817,822 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-11-27 | 40,561 | $0.00 | 40,561 | $2.84 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-11-27 | 72,398 | $0.00 | 72,398 | $3.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,281 | 2026-02-03 | No | 4 | M | Direct | |
| 144,797 | 2026-05-13 | No | 4 | M | Direct |
Footnotes
- The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017, and amended on November 10, 2017.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017, and amended on November 10, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.11 to $6.19, inclusive. The reporting person undertakes to provide to Sprint Corporation, any security holder of Sprint Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- Includes 817,822 restricted stock units which are subject to forfeiture until they vest.
- Stock options vest/vested 33 1/3% on each of May 20, 2016, May 20, 2017 and May 20, 2018.
- Stock options vest 33 1/3% on each of May 13, 2017, May 13, 2018 and May 13, 2019.
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