Filing Details

Accession Number:
0001209191-17-062639
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-27 20:11:26
Reporting Period:
2017-11-22
Accepted Time:
2017-11-27 20:11:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1419625 Apptio Inc APTI Services-Prepackaged Software (7372) 261175252
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685087 C John Morrow 11100 Ne 8Th Street, Suite 600
Bellevue WA 98004
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-11-22 100 $0.00 31,450 No 4 C Direct
Class A Common Stock Disposition 2017-11-22 100 $22.50 31,350 No 4 S Direct
Class A Common Stock Acquisiton 2017-11-24 12,332 $0.00 43,682 No 4 C Direct
Class A Common Stock Acquisiton 2017-11-24 16,145 $0.00 59,827 No 4 C Direct
Class A Common Stock Acquisiton 2017-11-24 9,375 $0.00 69,202 No 4 C Direct
Class A Common Stock Acquisiton 2017-11-24 22,503 $0.00 91,705 No 4 C Direct
Class A Common Stock Disposition 2017-11-24 60,355 $22.65 31,350 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (right to buy) Disposition 2017-11-22 100 $0.00 100 $14.31
Class A Common Stock Class B Common Stock Acquisiton 2017-11-22 100 $0.00 100 $0.00
Class A Common Stock Class B Common Stock Disposition 2017-11-22 100 $0.00 100 $0.00
Class B Common Stock Stock Option (right to buy) Disposition 2017-11-24 12,332 $0.00 12,332 $12.64
Class A Common Stock Class B Common Stock Acquisiton 2017-11-24 12,332 $0.00 12,332 $0.00
Class A Common Stock Class B Common Stock Disposition 2017-11-24 12,332 $0.00 12,332 $0.00
Class B Common Stock Stock Option (right to buy) Disposition 2017-11-24 16,145 $0.00 16,145 $13.55
Class A Common Stock Class B Common Stock Acquisiton 2017-11-24 16,145 $0.00 16,145 $0.00
Class A Common Stock Class B Common Stock Disposition 2017-11-24 16,145 $0.00 16,145 $0.00
Class B Common Stock Stock Option (right to buy) Disposition 2017-11-24 9,375 $0.00 9,375 $13.99
Class A Common Stock Class B Common Stock Acquisiton 2017-11-24 9,375 $0.00 9,375 $0.00
Class A Common Stock Class B Common Stock Disposition 2017-11-24 9,375 $0.00 9,375 $0.00
Class B Common Stock Stock Option (right to buy) Disposition 2017-11-24 22,503 $0.00 22,503 $14.31
Class A Common Stock Class B Common Stock Acquisiton 2017-11-24 22,503 $0.00 22,503 $0.00
Class A Common Stock Class B Common Stock Disposition 2017-11-24 22,503 $0.00 22,503 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
69,900 2025-11-05 No 4 M Direct
100 No 4 M Direct
0 No 4 C Direct
22,917 2024-09-29 No 4 M Direct
12,332 No 4 M Direct
0 No 4 C Direct
8,855 2025-02-19 No 4 M Direct
16,145 No 4 M Direct
0 No 4 C Direct
5,625 2025-05-06 No 4 M Direct
9,375 No 4 M Direct
0 No 4 C Direct
47,397 2025-11-05 No 4 M Direct
22,503 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
  2. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 100 shares of Class A Common Stock.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Jun 5, 2017.
  4. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement.
  5. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 12,332 shares of Class A Common Stock.
  6. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 28,477 shares of Class A Common Stock.
  7. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 37,852 shares of Class A Common Stock.
  8. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 60,355 shares of Class A Common Stock.
  9. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.81. Thereporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
  10. 1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option became vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.
  11. Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date.
  12. 1/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter.
  13. 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.
  14. 1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.