Filing Details

Accession Number:
0001062993-17-005092
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-27 18:26:38
Reporting Period:
2017-11-22
Accepted Time:
2017-11-27 18:26:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1659122 Rosehill Resources Inc. ROSE Crude Petroleum & Natural Gas (1311) 475500436
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1713328 Fund Diversified Geode - Ltd. Fund Master Capital Geode One Post Office Square, 20Th Floor
Boston MA 02109
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-11-22 2,000 $9.04 797,545 No 4 S Direct
Class A Common Stock Disposition 2017-11-24 500 $8.91 797,045 No 4 S Direct
Class A Common Stock Disposition 2017-11-27 1,132 $8.91 795,913 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Warrants Disposition 2017-11-22 100 $1.25 100 $11.50
Class A Common Warrants Disposition 2017-11-27 100,000 $1.15 100,000 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,166,318 No 4 S Direct
1,066,318 No 4 S Direct
Footnotes
  1. The securities beneificially owned as reported in Column 5 includes 739,131 shares of Class A Common Stock underlying shares of 8.000% Series A Cumulative Perpetual Preferred Stock, which is convertible, at the holder'soption and at any time, into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.000% Series A Cumulative Perpetual Preferred Stock has noexpiration date.
  2. The warrants became exercisable 30 days after the completion of an initial business combination, which occured on April 27, 2017, and expire on five years after the completion of such business combination (April 27, 2022) orearlier upon redemption or liquidation.