Filing Details
- Accession Number:
- 0001225208-17-017699
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-27 18:17:55
- Reporting Period:
- 2017-11-27
- Accepted Time:
- 2017-11-27 18:17:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1656828 | A Marie Chandoha | 211 Main Street San Francisco CA 94105 | President - Csim | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-27 | 33,845 | $30.17 | 33,845 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2017-11-27 | 22,482 | $26.39 | 56,327 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2017-11-27 | 22,482 | $45.86 | 33,845 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2017-11-27 | 33,845 | $45.86 | 0 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2017-11-27 | 33,845 | $0.00 | 33,845 | $30.17 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2017-11-27 | 22,482 | $0.00 | 22,482 | $26.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,127 | 2016-03-02 | 2025-03-02 | No | 4 | M | Direct |
| 67,447 | 2017-03-01 | 2026-03-01 | No | 4 | M | Indirect |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $45.85 to $45.885. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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