Filing Details
- Accession Number:
- 0001209191-17-062574
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-27 16:35:35
- Reporting Period:
- 2017-11-22
- Accepted Time:
- 2017-11-27 16:35:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 798354 | Fiserv Inc | FISV | Services-Computer Processing & Data Preparation (7374) | 391506125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1601818 | P. Kevin Gregoire | 255 Fiserv Drive Brookfield WI 53045 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-22 | 11,604 | $32.64 | 48,609 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-22 | 7,443 | $127.86 | 41,166 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-11-22 | 9,950 | $40.35 | 51,116 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-22 | 6,671 | $127.86 | 44,445 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-11-22 | 7,991 | $56.97 | 52,436 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-22 | 5,858 | $127.87 | 46,578 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-11-22 | 9,573 | $127.80 | 37,005 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-22 | 11,604 | $0.00 | 11,604 | $32.64 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-22 | 9,950 | $0.00 | 9,950 | $40.35 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-22 | 7,991 | $0.00 | 7,991 | $56.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-22 | 2022-02-22 | No | 4 | M | Direct |
| 0 | 2014-02-20 | 2023-02-20 | No | 4 | M | Direct |
| 0 | 2015-02-19 | 2024-02-19 | No | 4 | M | Direct |
Footnotes
- Includes 216 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $127.684 to $127.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This option vested in three equal installments on each anniversary of the grant date, February 22, 2012.
- This option vested in three equal installments on each anniversary of the grant date, February 20, 2013.
- This option vested in three equal installments on each anniversary of the grant date, February 19, 2014.
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