Filing Details
- Accession Number:
- 0001500217-17-000127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-27 16:31:08
- Reporting Period:
- 2017-11-22
- Accepted Time:
- 2017-11-27 16:31:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1500217 | American Assets Trust Inc. | AAT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221359 | S Ernest Rady | 11455 El Camino Real Suite 200 San Diego CA 92130 | Chairman, Ceo & President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2017-11-22 | 7,772 | $39.43 | 1,257,104 | No | 4 | P | Indirect | By AAI |
Common Stock, Par Value $0.01 | Acquisiton | 2017-11-24 | 900 | $39.47 | 1,258,004 | No | 4 | P | Indirect | By AAI |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By AAI |
No | 4 | P | Indirect | By AAI |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 | 4,865,718 | Indirect | By ERT |
Common Stock, Par Value $0.01 | 624,572 | Indirect | By ICW |
Common Stock, Par Value $0.01 | 597,341 | Indirect | By RFF |
Common Stock, Par Value $0.01 | 200,000 | Indirect | By EIC |
Common Stock, Par Value $0.01 | 27,000 | Indirect | By ESRT |
Common Stock, Par Value $0.01 | 133,675 | Direct |
Footnotes
- Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Represents shares held by Rady Family Foundation dated August 2, 2002 ("RFF"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Amount includes (a) 52,500 shares held by Ernest Rady IRA and (b) 81,175 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan.