Filing Details
- Accession Number:
- 0001615774-17-006988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-27 16:15:23
- Reporting Period:
- 2017-11-22
- Accepted Time:
- 2017-11-27 16:15:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499912 | Global Brokerage Inc. | GLBR | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 273268672 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504921 | David Sakhai | C/O Global Brokerage, Inc. 55 Water St. New York NY 10041 | Chief Operating Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2017-11-22 | 91,736 | $0.71 | 121,031 | No | 4 | S | Indirect | By Trusts |
| Class A Common Stock | Disposition | 2017-11-24 | 24,788 | $0.45 | 96,243 | No | 4 | S | Indirect | By Trusts |
| Class A Common Stock | Disposition | 2017-11-27 | 58,086 | $0.57 | 38,157 | No | 4 | S | Indirect | By Trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trusts |
| No | 4 | S | Indirect | By Trusts |
| No | 4 | S | Indirect | By Trusts |
Footnotes
- Such sales were made by (i) trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family.
- A portion of these securities are (i) held by trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family.
Billionaire Hedge Funds
