Filing Details
- Accession Number:
- 0001209191-17-062548
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-27 14:55:27
- Reporting Period:
- 2017-11-22
- Accepted Time:
- 2017-11-27 14:55:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1479750 | Capital Bank Financial Corp. | CBF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189900 | D Marc Oken | 529 Hempstead Place Charlotte NC 28207 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2017-11-22 | 6,618 | $40.33 | 0 | No | 4 | S | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-11-22 | 20,000 | $20.00 | 20,000 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-11-22 | 5,000 | $20.00 | 25,000 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2017-11-22 | 20,000 | $40.41 | 5,000 | No | 4 | S | Indirect | (1) |
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2017-11-22 | 5,000 | $40.48 | 0 | No | 4 | S | Indirect | (1) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Indirect | (1) |
No | 4 | S | Indirect | (1) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Common Stock Option (right to buy) | Disposition | 2017-11-22 | 25,000 | $0.00 | 25,000 | $20.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-12-22 | No | 4 | M | Direct |
Footnotes
- Consists of options, and shares received upon exercise of options, held in record by Falfurrias Capital Partners, L.P. and Falfurrias Management Partners, LLC (collectively "FCP"). The Reporting Person is Co-Founder and Managing Partner of Falfurrias Capital Partners, L.P. and controls FCP. The Reporting Person disclaims beneficial ownership of the shares and options held directly or indirectly by FCP except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of the shares or options for the purposes of Section 16 of for any other purpose.
- Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22, 2011 and the other half of the stock options granted in March 2011 vested on December 22, 2012.