Filing Details
- Accession Number:
- 0000899243-17-027395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-24 17:41:25
- Reporting Period:
- 2017-11-21
- Accepted Time:
- 2017-11-24 17:41:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354327 | Pgt Innovations Inc. | PGTI | Metal Doors, Sash, Frames, Moldings & Trim (3442) | 200634715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366270 | D Richard Feintuch | 1070 Technology Drive North Venice FL 34275 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Pgti Common Stock | Acquisiton | 2017-11-21 | 29,200 | $2.04 | 75,508 | No | 4 | M | Direct | |
| Pgti Common Stock | Disposition | 2017-11-21 | 29,200 | $16.07 | 46,308 | No | 4 | S | Direct | |
| Pgti Common Stock | Acquisiton | 2017-11-22 | 20,800 | $2.04 | 67,108 | No | 4 | M | Direct | |
| Pgti Common Stock | Disposition | 2017-11-22 | 20,800 | $16.01 | 46,308 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Pgti Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-21 | 29,200 | $0.00 | 29,200 | $2.04 |
| Pgti Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-22 | 20,800 | $0.00 | 20,800 | $2.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 72,495 | 2022-05-03 | No | 4 | M | Direct | |
| 51,695 | 2022-05-03 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.05 to $16.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.90 to $16.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- An aggregate of 101,695 stock options were granted to the reporting person on May 3, 2012. The dates on which those options became exercisable are as follows: 33,898 became exercisable on the grant date and 67,797 became exercisable in two approximately equal installments on each of May 3, 2013 and May 3, 2014.
- Represents the remaining number of exercisable stock options granted to the reporting person on May 3, 2012 that had not yet been exercised after giving effect to the reported transaction.
- Represents the currently-remaining number of exersisable stock options granted to the reporting person on May 3, 2012 that have not yet been exercised.
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