Filing Details

Accession Number:
0000899243-17-027391
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-24 16:33:05
Reporting Period:
2017-11-21
Accepted Time:
2017-11-24 16:33:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604950 Scpharmaceuticals Inc. SCPH Pharmaceutical Preparations (2834) 0331
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197089 Ltd Industries Pharmaceutical Sun Sun House, 201 B/1, Western Express
Highway, Goregaon (E)
Mumbai Maharashtra K7 400063
No No Yes No
1249644 S Dilip Shanghvi Sun House, 201 B/1, Western Express
Highway, Goregaon (E)
Mumbai Maharashtra K7 400063
No No Yes No
1717322 B.v. (Netherlands) Pharma Sun Polarisavenue 87
Hoofddorp P7 2132 JH
No No Yes No
1721949 Sun Pharmaceutical Industries, Inc. 270 Prospect Plains Road
Cranbury NJ 08512
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-21 1,810,536 $0.00 1,810,536 No 4 C Indirect By Sun Pharmaceutical Industries, Inc.
Common Stock Acquisiton 2017-11-21 357,143 $14.00 357,143 No 4 P Indirect By Sun Pharma (Netherlands) B.V.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Sun Pharmaceutical Industries, Inc.
No 4 P Indirect By Sun Pharma (Netherlands) B.V.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2017-11-21 13,000,000 $0.00 1,810,536 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. Represents the total number of shares of Common Stock received by Sun Pharmaceutical Industries, Inc. upon conversion of the Issuer's Series B Preferred Stock in connection with the closing of the Issuer's initial public offering.
  2. Sun Pharmaceutical Industries Limited ("Sun Pharma") directly and indirectly owns all shares of Sun Pharmaceutical Industries, Inc., which is the registered owner of the securities. Sun Pharma may be deemed to beneficially own all of the shares of the Issuer held by Sun Pharmaceutical Industries, Inc. Dilip S. Shanghvi is the controlling shareholder of Sun Pharma. Sun Pharma and Mr. Shanghvi disclaim beneficial ownership of the reported shares except to the extent of their respective pecuniary interests therein.
  3. Sun Pharma is the sole shareholder of Sun Pharma (Netherlands) B.V., which is the registered owner of the securities. Sun Pharma may be deemed to beneficially own all of the shares of the Issuer held by Sun Pharma (Netherlands) B.V. Dilip S. Shanghvi is the controlling shareholder of Sun Pharma. Sun Pharma and Mr. Shanghvi disclaim beneficial ownership of the reported shares except to the extent of their respective pecuniary interests therein.
  4. All series of the Issuer's Series B Preferred Stock automatically converted into the Issuer's Common Stock on a 7.180193-for-1 basis on November 21, 2017. The Series B Preferred Stock had no expiration date.