Filing Details
- Accession Number:
- 0000899243-17-027391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-24 16:33:05
- Reporting Period:
- 2017-11-21
- Accepted Time:
- 2017-11-24 16:33:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604950 | Scpharmaceuticals Inc. | SCPH | Pharmaceutical Preparations (2834) | 0331 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197089 | Ltd Industries Pharmaceutical Sun | Sun House, 201 B/1, Western Express Highway, Goregaon (E) Mumbai Maharashtra K7 400063 | No | No | Yes | No | |
1249644 | S Dilip Shanghvi | Sun House, 201 B/1, Western Express Highway, Goregaon (E) Mumbai Maharashtra K7 400063 | No | No | Yes | No | |
1717322 | B.v. (Netherlands) Pharma Sun | Polarisavenue 87 Hoofddorp P7 2132 JH | No | No | Yes | No | |
1721949 | Sun Pharmaceutical Industries, Inc. | 270 Prospect Plains Road Cranbury NJ 08512 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-21 | 1,810,536 | $0.00 | 1,810,536 | No | 4 | C | Indirect | By Sun Pharmaceutical Industries, Inc. |
Common Stock | Acquisiton | 2017-11-21 | 357,143 | $14.00 | 357,143 | No | 4 | P | Indirect | By Sun Pharma (Netherlands) B.V. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Sun Pharmaceutical Industries, Inc. |
No | 4 | P | Indirect | By Sun Pharma (Netherlands) B.V. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2017-11-21 | 13,000,000 | $0.00 | 1,810,536 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- Represents the total number of shares of Common Stock received by Sun Pharmaceutical Industries, Inc. upon conversion of the Issuer's Series B Preferred Stock in connection with the closing of the Issuer's initial public offering.
- Sun Pharmaceutical Industries Limited ("Sun Pharma") directly and indirectly owns all shares of Sun Pharmaceutical Industries, Inc., which is the registered owner of the securities. Sun Pharma may be deemed to beneficially own all of the shares of the Issuer held by Sun Pharmaceutical Industries, Inc. Dilip S. Shanghvi is the controlling shareholder of Sun Pharma. Sun Pharma and Mr. Shanghvi disclaim beneficial ownership of the reported shares except to the extent of their respective pecuniary interests therein.
- Sun Pharma is the sole shareholder of Sun Pharma (Netherlands) B.V., which is the registered owner of the securities. Sun Pharma may be deemed to beneficially own all of the shares of the Issuer held by Sun Pharma (Netherlands) B.V. Dilip S. Shanghvi is the controlling shareholder of Sun Pharma. Sun Pharma and Mr. Shanghvi disclaim beneficial ownership of the reported shares except to the extent of their respective pecuniary interests therein.
- All series of the Issuer's Series B Preferred Stock automatically converted into the Issuer's Common Stock on a 7.180193-for-1 basis on November 21, 2017. The Series B Preferred Stock had no expiration date.