Filing Details
- Accession Number:
- 0001005229-17-000386
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-24 15:54:31
- Reporting Period:
- 2017-11-21
- Accepted Time:
- 2017-11-24 15:54:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582856 | R Mark Paradowski | 205 Crosspoint Parkway Getzville NY 14068 | Vp - Information Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-21 | 305 | $28.45 | 10,813 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-21 | 305 | $39.96 | 10,508 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-21 | 1,436 | $19.50 | 11,944 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-21 | 1,436 | $39.96 | 10,508 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-21 | 2,165 | $13.43 | 12,673 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-21 | 2,165 | $39.96 | 10,508 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-11-21 | 305 | $28.45 | 305 | $28.45 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-11-21 | 1,436 | $19.50 | 1,436 | $19.50 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2017-11-21 | 2,165 | $13.43 | 2,165 | $13.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-05-19 | 2018-05-18 | No | 4 | M | Direct |
| 0 | 2012-05-23 | 2021-05-22 | No | 4 | M | Direct |
| 0 | 2013-05-21 | 2022-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,508 | Direct |
Footnotes
- Includes 4,454.4538 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 322.9905 shares become fully vested and non-forfeitable on 5/19/2018; 728.7315 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 1,826.0655 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; and the remaining 1,576.6663 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, if reporting person remains an employee of issuer.
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