Filing Details
- Accession Number:
- 0001406666-17-000130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-22 20:07:33
- Reporting Period:
- 2017-11-20
- Accepted Time:
- 2017-11-22 20:07:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1406666 | Calix Inc | (CALX) | Communications Services, Nec (4899) | 680438710 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1677747 | Sheila Cheung | C/O Calix, Inc. 100 Headquarters Dr San Jose CA 95134 | Vp, Finance & Accounting | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-20 | 1,656 | $0.00 | 1,656 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-11-20 | 623 | $6.90 | 1,033 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-11-22 | 1,033 | $6.91 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2017-11-20 | 1,656 | $0.00 | 1,656 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,563 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting.
- Represents shares withheld by the issuer to satisfy certain tax withholding obligations associated with the vesting of RSUs.
- The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested, subject to Reporting Person's continued service through each vesting date.