Filing Details
- Accession Number:
- 0001140361-17-043714
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-22 17:50:19
- Reporting Period:
- 2017-11-20
- Accepted Time:
- 2017-11-22 17:50:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1349436 | Sandridge Energy Inc | SD | () | NY |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
921669 | C Carl Icahn | C/O Icahn Associates Holding Llc 767 Fifth Ave., Suite 4700 New York NY 10153 | No | No | Yes | No | |
928464 | Partnership Limited River High | 445 Hamilton Avenue Suite 1210 White Plains NY 10601 | No | No | Yes | No | |
1313666 | Icahn Partners Lp | 445 Hamilton Avenue Suite 1210 White Plains NY 10601 | No | No | Yes | No | |
1322827 | Icahn Partners Master Fund Lp | 445 Hamilton Avenue Suite 1210 White Plains NY 10601 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share ("Shares") | Acquisiton | 2017-11-20 | 869,184 | $16.11 | 4,430,774 | No | 4 | P | Indirect | Please see footnotes |
Shares | Acquisiton | 2017-11-21 | 183,694 | $16.31 | 4,614,468 | No | 4 | P | Indirect | Please see footnotes |
Shares | Acquisiton | 2017-11-22 | 20,333 | $17.07 | 4,634,801 | No | 4 | P | Indirect | Please see footnotes |
Shares | Acquisiton | 2017-11-22 | 184,031 | $17.40 | 4,818,832 | No | 4 | P | Indirect | Please see footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Please see footnotes |
No | 4 | P | Indirect | Please see footnotes |
No | 4 | P | Indirect | Please see footnotes |
No | 4 | P | Indirect | Please see footnotes |
Footnotes
- On November 20, 2017, High River Limited Partnership ("High River") purchased 173,837 Shares, Icahn Partners LP ("Icahn Partners") purchased 412,529 Shares and Icahn Partners Master Fund LP ("Icahn Master") purchased 282,818 Shares, in each case at a price of $16.11 per Share.
- On November 21, 2017, High River purchased 36,739 Shares, Icahn Partners purchased 87,183 Shares and Icahn Master purchased 59,772 Shares, in each case at a price of $16.31 per Share.
- On November 22, 2017, High River purchased 4,067 Shares, Icahn Partners purchased 9,650 Shares and Icahn Master purchased 6,616 Shares, in each case at a price of $17.07 per Share.
- On November 22, 2017, High River purchased 36,806 Shares, Icahn Partners purchased 87,345 Shares and Icahn Master purchased 59,880 Shares, in each case at a price of $17.40 per Share.
- High River directly beneficially owns 963,767 Shares, Icahn Partners directly beneficially owns 2,287,095 Shares, and Icahn Master directly beneficially owns 1,567,970 Shares.
- Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.
- Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn