Filing Details
- Accession Number:
- 0000899243-17-027318
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-22 17:02:30
- Reporting Period:
- 2017-11-20
- Accepted Time:
- 2017-11-22 17:02:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1627857 | Sailpoint Technologies Holdings Inc. | SAIL | Services-Prepackaged Software (7372) | 471628077 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1722498 | D. Mark Mcclain | 11305 Four Points Drive Building 2, Suite 100 Austin TX 78726 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-20 | 100,000 | $0.00 | 1,709,565 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2017-11-21 | 363,237 | $0.00 | 2,072,802 | No | 4 | C | Direct | |
Common Stock | Disposition | 2017-11-21 | 200,000 | $12.00 | 1,872,802 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-11-21 | 496,713 | $0.00 | 1,555,994 | No | 4 | C | Indirect | By McClain Charitable Remainder Unitrust |
Common Stock | Disposition | 2017-11-21 | 100,000 | $12.00 | 1,455,994 | No | 4 | S | Indirect | By McClain Charitable Remainder Unitrust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Indirect | By McClain Charitable Remainder Unitrust |
No | 4 | S | Indirect | By McClain Charitable Remainder Unitrust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2017-11-21 | 3,965 | $0.00 | 363,237 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2017-11-21 | 5,422 | $0.00 | 496,713 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 80,000 | Indirect | By McClain RHD 2015 Trust |
Common Stock | 80,000 | Indirect | By McClain ADM 2015 Trust |
Common Stock | 80,000 | Indirect | By McClain GMM 2015 Trust |
Footnotes
- Immediately prior to completion of the issuer's initial public offering (the "IPO") on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date.
- Sold in the IPO.
- Mr. McClain is a co-trustee for the McClain Charitable Remainder Unitrust (the "Unitrust"), and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein.
- Mr. McClain is a co-trustee for each of the McClain RHD 2015 Trust, McClain ADM 2015 Trust and McClain GMM 2015 Trust (together, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.