Filing Details

Accession Number:
0001104659-17-070203
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-22 16:30:46
Reporting Period:
2017-11-21
Accepted Time:
2017-11-22 16:30:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1563407 Smart & Final Stores Inc. SFS Retail-Grocery Stores (5411) 800862253
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1613934 Eleanor Hong 600 Citadel Drive
Commerce CA 90040
Senior Vp And Cmo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Disposition 2017-11-21 6,400 $8.00 59,922 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.01 per share. The price reported reflects the weighted average price. Ms. Hong undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.