Filing Details
- Accession Number:
- 0000914190-17-000371
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-22 16:14:09
- Reporting Period:
- 2017-11-20
- Accepted Time:
- 2017-11-22 16:14:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1603454 | Celcuity Inc. | CELC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213869 | Richard Nigon | 16305 36Th Avenue North Minneapolis MN 55446 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-20 | 7,500 | $17.20 | 62,031 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-11-21 | 1,000 | $18.15 | 63,031 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,300 | Indirect | By Grandchildren's Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $16.23 | 2018-04-30 | 2027-10-19 | 8,200 | 8,200 | Direct |
| Common Stock | Warrants (right to buy) | $7.56 | 2026-01-14 | 4,672 | 4,672 | Direct | |
| Common Stock | Warrants (right to buy) | $7.56 | 2026-05-02 | 3,245 | 3,245 | Direct | |
| Common Stock | Warrants (right to buy) | $8.42 | 2027-04-28 | 8,461 | 8,461 | Direct | |
| Common Stock | Warrants (right to buy) | $8.42 | 2027-05-17 | 1,429 | 1,429 | Direct | |
| Common Stock | Warrants (right to buy) | $9.50 | 2024-09-19 | 5,061 | 5,061 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-10-19 | 8,200 | 8,200 | Direct |
| 2026-01-14 | 4,672 | 4,672 | Direct |
| 2026-05-02 | 3,245 | 3,245 | Direct |
| 2027-04-28 | 8,461 | 8,461 | Direct |
| 2027-05-17 | 1,429 | 1,429 | Direct |
| 2024-09-19 | 5,061 | 5,061 | Direct |
Footnotes
- Currently exercisable.
Billionaire Hedge Funds
