Filing Details
- Accession Number:
- 0000769993-17-000751
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-22 14:14:28
- Reporting Period:
- 2017-11-20
- Accepted Time:
- 2017-11-22 14:14:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 886982 | Goldman Sachs Group Inc | GS | Security Brokers, Dealers & Flotation Companies (6211) | 134019460 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1693709 | M David Solomon | C/O Goldman Sachs &Amp; Co. Llc 200 West Street New York NY 10282 | President And Co-Coo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-11-20 | 47,282 | $204.16 | 224,876 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2017-11-20 | 44,254 | $238.78 | 180,622 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2017-11-20 | 3,028 | $238.68 | 177,594 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-11-21 | 47,282 | $204.16 | 224,876 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2017-11-21 | 44,206 | $239.42 | 180,670 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2017-11-21 | 3,076 | $239.28 | 177,594 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Nonqualified Stock Options (right to buy) | Disposition | 2017-11-20 | 47,282 | $0.00 | 47,282 | $204.16 |
| Common Stock, Par Value $0.01 Per Share | Nonqualified Stock Options (right to buy) | Disposition | 2017-11-21 | 47,282 | $0.00 | 47,282 | $204.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,282 | 2011-01-25 | 2017-11-24 | No | 4 | M | Direct |
| 0 | 2011-01-25 | 2017-11-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 15,760 | Indirect | See footnote |
| Common Stock, Par Value $0.01 Per Share | 500 | Indirect | See footnote |
| Common Stock, Par Value $0.01 Per Share | 500 | Indirect | See footnote |
Footnotes
- Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.
- Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
- Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
- Held by family member. The Reporting Person disclaims beneficial ownership of these shares.
- Held by family member. The Reporting Person disclaims beneficial ownership of these shares.
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