Filing Details

Accession Number:
0000769993-17-000751
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-22 14:14:28
Reporting Period:
2017-11-20
Accepted Time:
2017-11-22 14:14:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
886982 Goldman Sachs Group Inc GS Security Brokers, Dealers & Flotation Companies (6211) 134019460
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1693709 M David Solomon C/O Goldman Sachs &Amp; Co. Llc
200 West Street
New York NY 10282
President And Co-Coo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-11-20 47,282 $204.16 224,876 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2017-11-20 44,254 $238.78 180,622 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2017-11-20 3,028 $238.68 177,594 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-11-21 47,282 $204.16 224,876 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2017-11-21 44,206 $239.42 180,670 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2017-11-21 3,076 $239.28 177,594 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Nonqualified Stock Options (right to buy) Disposition 2017-11-20 47,282 $0.00 47,282 $204.16
Common Stock, Par Value $0.01 Per Share Nonqualified Stock Options (right to buy) Disposition 2017-11-21 47,282 $0.00 47,282 $204.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,282 2011-01-25 2017-11-24 No 4 M Direct
0 2011-01-25 2017-11-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 15,760 Indirect See footnote
Common Stock, Par Value $0.01 Per Share 500 Indirect See footnote
Common Stock, Par Value $0.01 Per Share 500 Indirect See footnote
Footnotes
  1. Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.
  2. Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
  3. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
  4. Held by family member. The Reporting Person disclaims beneficial ownership of these shares.
  5. Held by family member. The Reporting Person disclaims beneficial ownership of these shares.