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Filing Details

Accession Number:: 0001615774-17-006949
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-11-21 19:44:19
Reporting Period:: 2017-11-17

Accepted Time:: 2017-11-21 19:44:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1266806	Second Sight Medical Products Inc	EYES	Electromedical & Electrotherapeutic Apparatus (3845)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1624919	Gregg Williams	12744 San Fernando Road, Suite 400 Sylmar CA 91342		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-11-17	5,420	$1.17	19,446,368	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2017-11-20	11,600	$1.18	19,457,968	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrant to Purchase Common	$5.00	2013-02-23	2018-02-28	408,548	408,548	Indirect
Common Stock	Warrant to Purchase Common	$1.47	2017-03-13	2022-03-13	6,802,721	6,802,721	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-02-28	408,548	408,548	Indirect
2022-03-13	6,802,721	6,802,721	Indirect

Footnotes

Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 5,420 shares of common stock reported on this Form 4 on November 17, 2017 at an average price of $1.1694 per share, in multiple open market transactions at prices ranging from $1.16 to $1.17 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price.
Of which, (i) Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, owned 13,598,612 shares of common stock and warrants to purchase 6,971,269 shares of common stock, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares, and (iv) Sam B Williams 95 GST Trust, owned 5,420 and 17,020 shares common stock following November 17, 2017 and November 20, 2017 purchases respectively.
Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 11,600 shares of common stock reported on this Form 4 on November 20, 2017 at an average price of $1.1834 per share in multiple open market transactions at prices ranging from $1.17 to $1.20 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price.