Filing Details
- Accession Number:
- 0001633978-17-000151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-21 19:27:07
- Reporting Period:
- 2017-11-20
- Accepted Time:
- 2017-11-21 19:27:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234673 | S Alan Lowe | C/O Lumentum 400 North Mccarthy Blvd Milpitas CA 95035 | Ceo And President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-11-20 | 6,125 | $57.50 | 231,763 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-11-21 | 5,548 | $58.53 | 226,215 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award.
- Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-17.
- The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.25 to $58.85. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
