Filing Details

Accession Number:
0001192482-17-000282
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-21 17:41:29
Reporting Period:
2017-11-17
Accepted Time:
2017-11-21 17:41:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1267565 Collegium Pharmaceutical Inc COLL Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1640701 B Alison Fleming C/O Collegium Pharmaceutical, Inc.
780 Dedham Street, Suite 800
Canton MA 02021
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-17 1,950 $0.28 28,513 No 4 M Direct
Common Stock Disposition 2017-11-17 1,950 $17.00 26,563 No 4 S Direct
Common Stock Acquisiton 2017-11-17 1,239 $0.28 27,802 No 4 M Direct
Common Stock Disposition 2017-11-17 1,239 $17.00 26,563 No 4 S Direct
Common Stock Disposition 2017-11-17 840 $17.00 25,723 No 4 S Direct
Common Stock Acquisiton 2017-11-21 572 $0.28 26,295 No 4 M Direct
Common Stock Disposition 2017-11-21 572 $19.00 25,723 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option (right to purchase) Disposition 2017-11-17 1,950 $0.00 1,950 $0.28
Common Stock Stock option (right to purchase) Disposition 2017-11-17 1,239 $0.00 1,239 $0.28
Common Stock Stock option (right to purchase) Disposition 2017-11-21 572 $0.00 572 $0.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,225 2024-03-05 No 4 M Direct
4,489 2024-03-05 No 4 M Direct
3,917 2024-03-05 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.
  2. 2,600 option shares are exercisable. The option, initially representing a right to purchase a total of 15,623 shares, vests and becomes exercisable in equal installments (rounded up to the nearest whole share of common stock) on a monthly basis over a four-year period commencing on March 5, 2014, subject to the reporting person's continued service with the issuer.
  3. 2,410 option shares are exercisable. The option, initially representing a right to purchase a total of 14,492 shares, vests and becomes exercisable over a four-year period commencing on March 5, 2014. Twenty-five percent (25%) of the option vested and became exercisable on March 5, 2015 and the balance vests in equal monthly installments (rounded up to the nearest whole share of common stock) at the end of each monthly period over the remaining three years of the four-year period, subject to the reporting person's continued service with the issuer.