Filing Details
- Accession Number:
- 0001192482-17-000282
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-21 17:41:29
- Reporting Period:
- 2017-11-17
- Accepted Time:
- 2017-11-21 17:41:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1267565 | Collegium Pharmaceutical Inc | COLL | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1640701 | B Alison Fleming | C/O Collegium Pharmaceutical, Inc. 780 Dedham Street, Suite 800 Canton MA 02021 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-17 | 1,950 | $0.28 | 28,513 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-11-17 | 1,950 | $17.00 | 26,563 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-11-17 | 1,239 | $0.28 | 27,802 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-11-17 | 1,239 | $17.00 | 26,563 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-11-17 | 840 | $17.00 | 25,723 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-11-21 | 572 | $0.28 | 26,295 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-11-21 | 572 | $19.00 | 25,723 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to purchase) | Disposition | 2017-11-17 | 1,950 | $0.00 | 1,950 | $0.28 |
Common Stock | Stock option (right to purchase) | Disposition | 2017-11-17 | 1,239 | $0.00 | 1,239 | $0.28 |
Common Stock | Stock option (right to purchase) | Disposition | 2017-11-21 | 572 | $0.00 | 572 | $0.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,225 | 2024-03-05 | No | 4 | M | Direct | |
4,489 | 2024-03-05 | No | 4 | M | Direct | |
3,917 | 2024-03-05 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.
- 2,600 option shares are exercisable. The option, initially representing a right to purchase a total of 15,623 shares, vests and becomes exercisable in equal installments (rounded up to the nearest whole share of common stock) on a monthly basis over a four-year period commencing on March 5, 2014, subject to the reporting person's continued service with the issuer.
- 2,410 option shares are exercisable. The option, initially representing a right to purchase a total of 14,492 shares, vests and becomes exercisable over a four-year period commencing on March 5, 2014. Twenty-five percent (25%) of the option vested and became exercisable on March 5, 2015 and the balance vests in equal monthly installments (rounded up to the nearest whole share of common stock) at the end of each monthly period over the remaining three years of the four-year period, subject to the reporting person's continued service with the issuer.