Filing Details

Accession Number:
0001127602-17-033054
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-21 17:20:35
Reporting Period:
2017-11-20
Accepted Time:
2017-11-21 17:20:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674862 Ashland Global Holdings Inc ASH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1337976 Peter Ganz 50 E. Rivercenter Boulevard
Covington KY 41012-0391
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-20 3,379 $70.63 38,183 No 4 S Direct
Common Stock Disposition 2017-11-20 495 $70.16 37,688 No 4 F Direct
Common Stock Acquisiton 2017-11-20 1,188 $70.16 38,876 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-11-20 1,188 $0.00 1,188 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,142 No 4 M Direct
Footnotes
  1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple lots. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price in this footnote.
  3. Balance includes 11,037 shares of unvested Restricted Stock.
  4. Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
  5. Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
  6. Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.