Filing Details

Accession Number:
0001229384-11-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-10 11:48:35
Reporting Period:
2011-02-08
Filing Date:
2011-02-10
Accepted Time:
2011-02-10 11:48:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922864 Apartment Investment & Management Co AIV Real Estate Investment Trusts (6798) 841259577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229384 Terry Considine 4582 S. Ulster Street Parkway
Suite 1100
Denver CO 80237
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-02-08 202,429 $8.92 588,569 No 4 M Direct
Class A Common Stock Disposition 2011-02-08 202,429 $23.89 386,140 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy) Disposition 2011-02-08 202,429 $0.00 202,429 $8.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
404,858 2019-02-03 No 4 M Direct
Footnotes
  1. This is a weighted average price. The prices for which the shares were actually sold ranged from $23.77 to $24.01. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
  2. In addition to these 386,140 shares held directly by the reporting person, (a) 17,431 shares are held by Titahotwo Limited Partnership RLLLP, a registered limited liability partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, (b) 85,987 shares are held by an entity that is wholly-owned by the reporting person, (c) 88,418 shares are held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership, (d) 174,051 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code for which the reporting person disclaims beneficial ownership, and (e) 444 shares held by trusts for which the reporting person is the trustee and for which the reporting person disclaims beneficial ownership.
  3. The option vests 25% on each anniversary of the grant date of February 3, 2009.
  4. Option award approved by Compensation and Human Resources Committee; price column is not applicable.