Filing Details
- Accession Number:
- 0001229384-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-10 11:48:35
- Reporting Period:
- 2011-02-08
- Filing Date:
- 2011-02-10
- Accepted Time:
- 2011-02-10 11:48:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
922864 | Apartment Investment & Management Co | AIV | Real Estate Investment Trusts (6798) | 841259577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229384 | Terry Considine | 4582 S. Ulster Street Parkway Suite 1100 Denver CO 80237 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-02-08 | 202,429 | $8.92 | 588,569 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-02-08 | 202,429 | $23.89 | 386,140 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right to buy) | Disposition | 2011-02-08 | 202,429 | $0.00 | 202,429 | $8.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
404,858 | 2019-02-03 | No | 4 | M | Direct |
Footnotes
- This is a weighted average price. The prices for which the shares were actually sold ranged from $23.77 to $24.01. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- In addition to these 386,140 shares held directly by the reporting person, (a) 17,431 shares are held by Titahotwo Limited Partnership RLLLP, a registered limited liability partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, (b) 85,987 shares are held by an entity that is wholly-owned by the reporting person, (c) 88,418 shares are held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership, (d) 174,051 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code for which the reporting person disclaims beneficial ownership, and (e) 444 shares held by trusts for which the reporting person is the trustee and for which the reporting person disclaims beneficial ownership.
- The option vests 25% on each anniversary of the grant date of February 3, 2009.
- Option award approved by Compensation and Human Resources Committee; price column is not applicable.