Filing Details

Accession Number:
0001209191-17-062055
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-21 16:29:14
Reporting Period:
2017-11-17
Accepted Time:
2017-11-21 16:29:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1353283 Splunk Inc SPLK Services-Prepackaged Software (7372) 861106510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368886 F David Conte C/O Splunk Inc.
270 Brannan Street
San Francisco CA 94107
Svp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-17 12,206 $4.82 173,228 No 4 M Direct
Common Stock Disposition 2017-11-17 2,300 $79.11 170,928 No 4 S Direct
Common Stock Disposition 2017-11-17 8,600 $80.25 162,328 No 4 S Direct
Common Stock Disposition 2017-11-17 32,942 $81.17 129,386 No 4 S Direct
Common Stock Disposition 2017-11-17 7,371 $81.81 122,015 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-11-17 12,206 $0.00 12,206 $4.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-12-14 No 4 M Direct
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2017.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.69 to $79.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (5) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.70 to $80.68, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.71 to $81.70, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.71 to $81.95, inclusive.
  6. The option is fully vested and immediately exercisable.