Filing Details
- Accession Number:
- 0000707549-17-000166
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-21 15:39:12
- Reporting Period:
- 2017-11-17
- Accepted Time:
- 2017-11-21 15:39:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1293332 | B Martin Anstice | 4650 Cushing Parkway Fremont CA 94538 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-17 | 18,834 | $51.76 | 142,091 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-17 | 3,121 | $51.76 | 145,212 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-17 | 18,834 | $211.16 | 126,378 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-17 | 3,121 | $211.16 | 123,257 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-11-17 | 18,834 | $51.76 | 18,834 | $51.76 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-11-17 | 3,121 | $51.76 | 3,121 | $51.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-18 | 2021-02-18 | No | 4 | M | Direct |
| 21,993 | 2015-02-18 | 2021-02-18 | No | 4 | M | Direct |
Footnotes
- Amount reported includes shares subject to unvested Restricted Stock Units.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $211.00 to $211.44, inclusive.
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