Filing Details
- Accession Number:
- 0000899243-17-027155
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-21 15:31:00
- Reporting Period:
- 2017-11-20
- Accepted Time:
- 2017-11-21 15:31:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
805928 | Axogen Inc. | AXGN | Electromedical & Electrotherapeutic Apparatus (3845) | 411301878 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222362 | J Guido Neels | 7916 Dean Road Indianapolis IN 46240 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-11-20 | 1,150,000 | $19.74 | 3,371,111 | No | 4 | S | Indirect | By Essex Woodlands Fund IX, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Essex Woodlands Fund IX, L.P. |
Footnotes
- The reported shares are owned directly by Essex Woodlands Fund IX, L.P., a limited partnership of which Essex Woodlands Fund IX-GP, L.P., is the general partner, and of which Essex Woodlands Fund IX, LLC is the general partner. The reporting person is an owner of a limited partnership interest in Essex Woodlands Fund IX, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.