Filing Details
- Accession Number:
- 0001398344-17-014955
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-21 10:56:50
- Reporting Period:
- 2017-11-17
- Accepted Time:
- 2017-11-21 10:56:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 810943 | Putnam High Income Securities Fund | PCF | (0) | 046562068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1067621 | Phillip Goldstein | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
| 1341021 | Andrew Dakos | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
| 1504304 | Bulldog Investors, Llc | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
| 1561169 | Steven Samuels | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-17 | 3,164 | $8.94 | 1,243,496 | No | 4 | P | Indirect | By Clients |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Clients |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,772 | Direct | |
| Common Stock | 2,000 | Direct |
Footnotes
- Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
- Shares are held by Phillip Goldstein.
- Shares are held by Steven Samuels.
Billionaire Hedge Funds
