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Filing Details

Accession Number:: 0001144204-17-060225
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-11-20 18:13:06
Reporting Period:: 2017-11-17

Accepted Time:: 2017-11-20 18:13:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1648428	Sequential Brands Group Inc.	SQBG	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1334172	William Sweedler	C/O Tengram Capital Associates, Llc 15 Riverside Drive Westport CT 06880	Yes	No	Yes	No
1540990	Matthew Eby	C/O Tengram Capital Associates, Llc 15 Riverside Drive Westport CT 06880	No	No	Yes	No
1542107	Tcp Wr Acquisition Llc	C/O Tengram Capital Associates, Llc 15 Riverside Drive Westport CT 06880	No	No	Yes	No
1564904	Tengram Capital Associates, Llc	C/O Tengram Capital Associates, Llc 15 Riverside Drive Westport CT 06880	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-11-17	86,036	$1.68	1,020,290	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	59,165	Indirect	By Madcat II, LLC. See footnote
Common Stock	6,628,572	Indirect	By TCP WR Acquisition, LLC. See footnote
Common Stock	733,333	Indirect	By TCP SQBG Acquisition, LLC. See footnote
Common Stock	257,273	Indirect	By TCP SQBG II, LLC. See footnote
Common Stock	95,938	Indirect	By Matthew Eby. See footnote

Footnotes

The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at the reported price. The reporting person undertakes to provide to Sequential Brands Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote.
Directly owned by Mr. William Sweedler.
Consists of shares of common stock of the Issuer held by Madcat II, LLC, of which Mr. Sweedler is the managing member. Mr. Sweelder disclaims beneficial ownership of shares of common stock of the Issuer held by Madcat II, LLC, except to the extent of his pecuniary interest therein.
Consists of (i) 6,628,572 shares of common stock of the Issuer held directly by TCP WR Acquisition, LLC, (ii) 733,333 shares of common stock of the Issuer held by TCP SQBG Acquisition, LLC and (iii) 257,273 shares of common stock of the Issuer held by TCP SQBG II, LLC. Mr. Sweedler and Mr. Matthew Eby are managing members of Tengram Capital Associates, LLC, which is the general partner of the managing member of each of TCP WR Acquisition, LLC, TCP SQBG Acquisition, LLC and TCP SQBG II, LLC. Mr. Sweedler also is a director of the Issuer. Each of Tengram Capital Associates, LLC, Mr. Sweedler and Mr. Eby disclaims beneficial ownership of such shares of Common Stock, except to the extent of his or its respective pecuniary interest therein.
Directly owned by Mr. Eby.