Filing Details
- Accession Number:
- 0001182489-17-000546
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-20 16:28:51
- Reporting Period:
- 2017-10-31
- Accepted Time:
- 2017-11-20 16:28:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825542 | Scotts Miracle-Gro Co | SMG | Agricultural Chemicals (2870) | 311414921 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1580464 | C Ivan Smith | C/O The Scotts Miracle-Gro Company 14111 Scottslawn Road Marysville OH 43041 | Evp, Gc And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-10-31 | 1 | $89.66 | 18,864 | No | 5 | J | Direct | |
| Common Shares | Acquisiton | 2017-11-17 | 1,263 | $49.19 | 20,127 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2017-11-17 | 3,324 | $45.32 | 23,451 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-11-17 | 4,496 | $97.59 | 18,955 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2017-11-17 | 2,091 | $98.07 | 16,864 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (right to buy) | Disposition | 2017-11-17 | 3,324 | $0.00 | 3,324 | $45.32 |
| Common Shares | Stock Option (right to buy) | Disposition | 2017-11-17 | 1,263 | $0.00 | 1,263 | $49.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-20 | 2022-01-19 | No | 4 | M | Direct |
| 0 | 2014-01-21 | 2021-01-20 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.34 to $97.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.86 to $98.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.
Billionaire Hedge Funds
