Filing Details

Accession Number:
0001619954-17-000070
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-20 13:35:54
Reporting Period:
2017-11-17
Accepted Time:
2017-11-20 13:35:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1619954 Inovalon Holdings Inc. INOV () OR
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1117648 L Shauna Vernal 4321 Collington Road
Bowie MD 20716
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stocck Acquisiton 2017-11-17 3,309 $0.00 47,309 No 4 C Direct
Class A Common Stock Disposition 2017-11-17 3,309 $16.00 44,000 No 4 S Direct
Class A Common Stock Disposition 2017-11-17 2,599 $16.02 41,401 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (right to buy) Disposition 2017-11-17 3,309 $0.00 3,309 $7.50
Class A Common Stock Class B Common Stock Acquisiton 2017-11-17 3,309 $0.00 3,309 $0.00
Class A Common Stock Class B Common Stock Disposition 2017-11-17 3,309 $0.00 3,309 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,618 2015-05-14 2024-05-13 No 4 X Direct
3,309 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. The price reported in Column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to 16.05, inclusive. The reporting person undertakes to provide to Inovalon Holdings, Inc., any security holder of Inovalon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
  2. The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.