Filing Details
- Accession Number:
- 0001179110-17-014355
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-20 11:47:56
- Reporting Period:
- 2017-11-17
- Accepted Time:
- 2017-11-20 11:47:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1259515 | Control4 Corp | CTRL | Electronic Components & Accessories (3670) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582924 | Eric Anderson | C/O Control4 Corporation 11734 S. Election Road Salt Lake City UT 84020 | Svp Of Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-17 | 7,083 | $15.37 | 28,353 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-17 | 7,083 | $33.90 | 21,270 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-17 | 4,167 | $20.91 | 25,437 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-17 | 4,167 | $34.04 | 21,270 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-17 | 18,266 | $33.42 | 3,004 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-11-17 | 7,083 | $0.00 | 7,083 | $15.37 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-11-17 | 4,167 | $0.00 | 4,167 | $20.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 417 | 2024-12-30 | No | 4 | M | Direct | |
| 1,449 | 2024-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 28 | Indirect | By 401(k) Plan |
Footnotes
- Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 18, 2017.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $33.48 per share to $34.33 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $33.64 per share to $34.33 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.65 per share to $34.33 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- Based on the Reporting Person's most recent 401(k) Plan statement.
- Non-qualified Stock Options granted December 31, 2014, 10,000 shares were included in the original grant with vesting over four years. Note that this grant was split into this NSO of 7,500 shares and a related ISO of 2,500 shares.
- Non-qualified Stock Options granted February 28, 2014 that vest over four years.
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