Filing Details
- Accession Number:
- 0000726514-17-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-20 10:11:43
- Reporting Period:
- 2017-11-16
- Accepted Time:
- 2017-11-20 10:11:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 726514 | Electro Scientific Industries Inc | ESIO | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 930370304 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421764 | R Paul Oldham | 13900 Nw Science Park Dr. Portland OR 97229 | Cfo, Sr. Vp Of Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-16 | 60,000 | $18.11 | 287,665 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-16 | 60,000 | $24.08 | 227,665 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-11-16 | 60,000 | $0.00 | 60,000 | $18.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-01-07 | 2018-01-06 | No | 4 | M | Direct |
Footnotes
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $24.00 to $24.15.
- Option originally granted on January 7, 2008 and provided for vesting in four equal annual installments commencing on January 7, 2009.
Billionaire Hedge Funds
