Filing Details

Accession Number:
0001209191-17-061672
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-20 06:51:25
Reporting Period:
2017-11-17
Accepted Time:
2017-11-20 06:51:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1460329 Cogint Inc. COGT Services-Advertising (7310) 770688094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1684823 Alan Jeffrey Dell C/O Cogint, Inc.
2650 N. Military Trail, Suite 300
Boca Raton FL 33431
Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-17 4,000 $3.95 42,428 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 26,666 Direct
Common Stock 10,000 Direct
Common Stock 13,333 Direct
Footnotes
  1. Represents restricted stock units (RSUs), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in approximate equal installments on June 1, 2018 and 2019, subject to accelerated vesting under certain circumstances.
  2. Represents RSUs, convertible into common stock of the issuer on a one-for-one basis. The restricted stock units vest annually in two equal annual installments of 5,000 shares on August 22, 2018 and August 22, 2019, subject to accelerated vesting under certain conditions.
  3. On November 16, 2015, the reporting person received a grant, subject tostockholder approval which was obtained June 1, 2016, of 20,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal annual installments beginning November 16, 2016 (the "Time Conditions") provided, however, that no tranche of RSUs will vest until it is determined that Cogint, Inc. has exceeded certain revenue targets and achieved positive EBITDA in any one fiscal year during the vesting period (the "Performance Conditions"). Cogint, Inc. determined the Performance Conditions were met effective March 14, 2017. As such, the subsequent tranches vest equally on November 16, 2017 and November 16, 2018.