Filing Details
- Accession Number:
- 0001209191-17-061666
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-11-17 21:24:31
- Reporting Period:
- 2017-11-15
- Accepted Time:
- 2017-11-17 21:24:31
- Original Submission Date:
- 2017-11-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1308547 | Dolby Laboratories Inc. | DLB | Patent Owners & Lessors (6794) | 900199783 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1596051 | Bob Borchers | C/O Dolby Laboratories, Inc. 1275 Market Street San Francisco CA 94103 | Svp & Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-11-15 | 26,354 | $33.15 | 76,455 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-11-15 | 26,354 | $61.00 | 50,101 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-11-15 | 23,646 | $41.31 | 73,747 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-11-15 | 23,646 | $61.00 | 50,101 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-11-16 | 16,821 | $41.31 | 66,922 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-11-16 | 16,821 | $61.09 | 50,101 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-11-17 | 50,000 | $41.31 | 100,101 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-11-17 | 50,000 | $61.32 | 50,101 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-15 | 26,354 | $0.00 | 26,354 | $33.15 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-15 | 23,646 | $0.00 | 23,646 | $41.31 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-16 | 16,821 | $0.00 | 16,821 | $41.31 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-17 | 50,000 | $0.00 | 50,000 | $41.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,646 | 2025-12-15 | No | 4 | M | Direct | |
| 195,404 | 2024-01-15 | No | 4 | M | Direct | |
| 178,583 | 2024-01-15 | No | 4 | M | Direct | |
| 128,583 | 2014-01-15 | No | 4 | M | Direct |
Footnotes
- Shares held following the reported transactions include 40,748 restricted stock units, which are subject to forfeiture until they vest.
- Shares include 526 shares acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2017.
- This transaction was executed in multiple trades at prices ranging from $61 to $61.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $61 to $61.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $61.31 to $61.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- This option was granted for a total of 55,000 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vested on the first anniversary of December 15, 2015, the vesting commencement date, and the balance of the shares vest in equal monthly installments over the next 36 months thereafter.
- This option was granted for a total of 171,425 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vested on the first anniversary of January 15, 2014, the vesting commencement date, and the balance of the shares vest in equal monthly installments over the next 36 months thereafter.
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