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Filing Details

Accession Number:: 0001179110-17-014346
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-11-17 20:13:06
Reporting Period:: 2017-11-15

Accepted Time:: 2017-11-17 20:13:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1318568	Everi Holdings Inc.	EVRI	Finance Services (6199)	200723270

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1602056	Juliet Lim	7250 S Tenaya Way Suite 100 Las Vegas NV 89113	Evp	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2017-11-15	14,000	$8.30	43,370	No	4	S	Direct
Common Stock	Acquisiton	2017-11-15	75,000	$6.59	118,370	No	4	M	Direct
Common Stock	Disposition	2017-11-15	75,000	$8.30	43,370	No	4	S	Direct
Common Stock	Acquisiton	2017-11-15	21,863	$1.46	65,233	No	4	M	Direct
Common Stock	Disposition	2017-11-15	21,863	$8.30	43,370	No	4	S	Direct
Common Stock	Disposition	2017-11-16	17,652	$8.46	25,718	No	4	S	Direct
Common Stock	Disposition	2017-11-17	5,000	$8.65	20,718	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-11-15	75,000	$0.00	75,000	$6.59
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-11-15	21,863	$0.00	21,863	$1.46

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
145,000		2024-05-02	No	4	M	Direct
243,137		2026-05-13	No	4	M	Direct

Footnotes

The price reported in Column 4 is a weighted average price of $8.30. These shares were sold in multiple transactions at prices ranging from $8.28 to $8.30, inclusive. The reporting person undertakes to provide to Everi Holdings Inc., any security holder of Everi Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price of $8.30. These shares were sold in multiple transactions at prices ranging from $8.26 to $8.35, inclusive.
This grant is comprised of an option to purchase 220,000 shares of the Issuer's common stock, of which (i) 100,000 shares will vest in four equal installments on the first, second, third and fourth yearly anniversary date of the grant, and (ii) the remaining alance of the shares subject to the option grant will vest in up to three tranches, if upon conclusion of any period of thirty consecutive trading days prior to the fourth anniversary of the option grant, the average closing price of the Issuer's common stock on the New York Stock Exchange exceeds certain target closing prices of the Issuer's common stock.
This grant is comprised of an option to purchase 87,450 shares of the Company's common stock, which will vest in equal installments on each of the first four anniversary dates of the grant as well as an option to purchase 177,550 shares of the Company's common stock that will vest in equal installments on each of the first four anniversary dates of the grant ("Vesting Date"); provided that as of the vesting date for each vesting tranche ("Tranche"), the closing price of the Company's shares on theNew York Stock Exchange is at least $2.19 ("Price Hurdle"). If the Price Hurdle is not met as of the Vesting Date for a Tranche, then the Tranche shall vest and become Vested Shares on the last day of a period of thirty (30) consecutive Trading Days during which the Closing Price is at least the Price Hurdle.