Filing Details
- Accession Number:
- 0001127602-17-032743
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-17 19:20:09
- Reporting Period:
- 2017-11-15
- Accepted Time:
- 2017-11-17 19:20:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 901737 | D Howard Schultz | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-16 | 784,050 | $11.44 | 30,656,614 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-16 | 784,050 | $57.05 | 29,872,564 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-11-16 | 784,050 | $0.00 | 784,050 | $11.44 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Acquisiton | 2017-11-15 | 699,677 | $0.00 | 699,677 | $56.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-11-19 | No | 4 | M | Direct | |
| 699,677 | 2027-11-15 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,000,000 | Indirect | by GRAT |
| Common Stock | 2,000,000 | Indirect | by spouse |
| Common Stock | 550,181 | Indirect | by Family Owned LLC |
| Common Stock | 1,060,000 | Indirect | by GRAT |
| Common Stock | 1,060,000 | Indirect | by spouse |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $57.03 to $57.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing the right to buy a total of 1,374,226 shares, became exercisable in one increment of 343,558 shares on November 19, 2008, and three increments of 343,556 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015.
- The option, representing the right to buy a total of 699,677 shares, becomes exercisable in one increment of 174,920 shares on November 15, 2018 and three increments of 174,919 shares each on November 15, 2019, November 15, 2020 and November 15, 2021
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