Filing Details
- Accession Number:
- 0001140361-17-043259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-17 17:52:29
- Reporting Period:
- 2017-11-15
- Accepted Time:
- 2017-11-17 17:52:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1395848 | Adesto Technologies Corp | IOTS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1267373 | Raphael Mehrbians | C/O Adesto Technologies Corporation 3600 Peterson Way Santa Clara CA 95054 | Vice President, Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-15 | 3,000 | $3.48 | 13,850 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-15 | 3,859 | $7.77 | 9,991 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-16 | 750 | $3.48 | 10,741 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-16 | 2,500 | $3.60 | 13,241 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-16 | 3,250 | $7.91 | 9,991 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-15 | 3,000 | $0.00 | 3,000 | $3.48 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-16 | 750 | $0.00 | 750 | $3.48 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-16 | 2,500 | $0.00 | 2,500 | $3.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,000 | 2026-05-04 | No | 4 | M | Direct | |
| 6,250 | 2026-05-04 | No | 4 | M | Direct | |
| 77,500 | 2027-02-08 | No | 4 | M | Direct |
Footnotes
- Represents the aggregate of sales effected on the same day at different prices
- Represents the weighted average sales price per share. The shares sold at prices ranging from $7.755 to $7.775 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $7.90 to $7.925 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- The stock option vests and becomes exercisable as to 25% of the shares subject to the option on April 29, 2017, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
- The stock option vests and becomes exercisable in 48 equal monthly installments beginning on March 15, 2017 until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
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