Filing Details

Accession Number:
0001140361-17-043259
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-17 17:52:29
Reporting Period:
2017-11-15
Accepted Time:
2017-11-17 17:52:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1395848 Adesto Technologies Corp IOTS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267373 Raphael Mehrbians C/O Adesto Technologies Corporation
3600 Peterson Way
Santa Clara CA 95054
Vice President, Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-15 3,000 $3.48 13,850 No 4 M Direct
Common Stock Disposition 2017-11-15 3,859 $7.77 9,991 No 4 S Direct
Common Stock Acquisiton 2017-11-16 750 $3.48 10,741 No 4 M Direct
Common Stock Acquisiton 2017-11-16 2,500 $3.60 13,241 No 4 M Direct
Common Stock Disposition 2017-11-16 3,250 $7.91 9,991 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-11-15 3,000 $0.00 3,000 $3.48
Common Stock Employee Stock Option (right to buy) Disposition 2017-11-16 750 $0.00 750 $3.48
Common Stock Employee Stock Option (right to buy) Disposition 2017-11-16 2,500 $0.00 2,500 $3.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,000 2026-05-04 No 4 M Direct
6,250 2026-05-04 No 4 M Direct
77,500 2027-02-08 No 4 M Direct
Footnotes
  1. Represents the aggregate of sales effected on the same day at different prices
  2. Represents the weighted average sales price per share. The shares sold at prices ranging from $7.755 to $7.775 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  3. Represents the weighted average sales price per share. The shares sold at prices ranging from $7.90 to $7.925 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  4. The stock option vests and becomes exercisable as to 25% of the shares subject to the option on April 29, 2017, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
  5. The stock option vests and becomes exercisable in 48 equal monthly installments beginning on March 15, 2017 until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.