Filing Details

Accession Number:
0001562180-17-003631
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-17 17:08:35
Reporting Period:
2017-11-15
Accepted Time:
2017-11-17 17:08:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719739 Svb Financial Group SIVB State Commercial Banks (6022) 942856336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421898 Christopher Edmonds-Waters
3005 Tasman Drive
Santa Clara CA 95054
Head Of Human Resources No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-30 35 $146.30 5,918 No 5 A Direct
Common Stock Acquisiton 2017-11-15 1,475 $71.11 7,393 No 4 M Direct
Common Stock Acquisiton 2017-11-15 1,181 $129.81 8,574 No 4 M Direct
Common Stock Acquisiton 2017-11-15 974 $107.98 9,548 No 4 M Direct
Common Stock Disposition 2017-11-15 943 $209.41 8,605 No 4 S Direct
Common Stock Disposition 2017-11-15 2,687 $210.02 5,918 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2017-11-15 1,181 $0.00 1,181 $129.81
Common Stock Stock Option Disposition 2017-11-15 974 $0.00 974 $107.98
Common Stock Stock Option Disposition 2017-11-15 1,475 $0.00 1,475 $71.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,181 2022-05-01 No 4 M Direct
973 2021-04-29 No 4 M Direct
0 2020-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,816 Indirect By 401(k)/ESOP
Footnotes
  1. These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
  2. This transaction was executed in multiple trades at prices ranging from $208.77 to $209.74; the price reported above reflects the weighted average sale price.
  3. This transaction was executed in multiple trades at prices ranging from $209.84 to $210.21; the price reported above reflects the weighted average sale price.
  4. The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2017.
  5. 25%/4yr beginning on 01-May-2016.
  6. 25%/4yr beginning on 29-Apr-2015.
  7. 25%/4yr beginning on 30-Apr-2014.