Filing Details
- Accession Number:
- 0001562180-17-003631
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-17 17:08:35
- Reporting Period:
- 2017-11-15
- Accepted Time:
- 2017-11-17 17:08:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421898 | Christopher Edmonds-Waters | 3005 Tasman Drive Santa Clara CA 95054 | Head Of Human Resources | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-30 | 35 | $146.30 | 5,918 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2017-11-15 | 1,475 | $71.11 | 7,393 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-15 | 1,181 | $129.81 | 8,574 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-15 | 974 | $107.98 | 9,548 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-15 | 943 | $209.41 | 8,605 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-15 | 2,687 | $210.02 | 5,918 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2017-11-15 | 1,181 | $0.00 | 1,181 | $129.81 |
| Common Stock | Stock Option | Disposition | 2017-11-15 | 974 | $0.00 | 974 | $107.98 |
| Common Stock | Stock Option | Disposition | 2017-11-15 | 1,475 | $0.00 | 1,475 | $71.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,181 | 2022-05-01 | No | 4 | M | Direct | |
| 973 | 2021-04-29 | No | 4 | M | Direct | |
| 0 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,816 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- This transaction was executed in multiple trades at prices ranging from $208.77 to $209.74; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $209.84 to $210.21; the price reported above reflects the weighted average sale price.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2017.
- 25%/4yr beginning on 01-May-2016.
- 25%/4yr beginning on 29-Apr-2015.
- 25%/4yr beginning on 30-Apr-2014.
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