Filing Details
- Accession Number:
- 0001018724-17-000165
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-17 16:39:04
- Reporting Period:
- 2017-11-15
- Accepted Time:
- 2017-11-17 16:39:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374545 | R Andrew Jassy | P.o. Box 81226 Seattle WA 98108-1226 | Ceo Amazon Web Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2017-11-15 | 4,230 | $0.00 | 84,218 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2017-11-15 | 494 | $0.00 | 84,712 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2017-11-15 | 240 | $1,122.92 | 84,472 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2017-11-15 | 400 | $1,123.77 | 84,072 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2017-11-15 | 345 | $1,125.12 | 83,727 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2017-11-15 | 600 | $1,125.97 | 83,127 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2017-11-15 | 200 | $1,126.65 | 82,927 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2017-11-15 | 100 | $1,127.82 | 82,827 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2017-11-15 | 100 | $1,130.05 | 82,727 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2017-11-15 | 4,230 | $0.00 | 4,230 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2017-11-15 | 494 | $0.00 | 494 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,230 | 2013-05-15 | 2018-02-15 | No | 4 | M | Direct |
| 28,636 | 2017-05-15 | 2022-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | 488 | Indirect | Held by the reporting person's Amazon.com 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,123.31 and the lowest price at which shares were sold was $1,122.39.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,124.17 and the lowest price at which shares were sold was $1,123.44.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,125.50 and the lowest price at which shares were sold was $1,124.56.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,126.34 and the lowest price at which shares were sold was $1,125.60.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,126.69 and the lowest price at which shares were sold was $1,126.60.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
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