Filing Details
- Accession Number:
- 0001018724-17-000164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-17 16:37:24
- Reporting Period:
- 2017-11-15
- Accepted Time:
- 2017-11-17 16:37:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1639902 | T Brian Olsavsky | P.o. Box 81226 Seattle WA 98108-1226 | Senior Vice President And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2017-11-15 | 748 | $0.00 | 1,748 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2017-11-15 | 1,363 | $0.00 | 3,111 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2017-11-15 | 73 | $0.00 | 3,184 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2017-11-15 | 150 | $0.00 | 3,334 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2017-11-15 | 2,334 | $1,127.01 | 1,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2017-11-15 | 748 | $0.00 | 748 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2017-11-15 | 1,363 | $0.00 | 1,363 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2017-11-15 | 73 | $0.00 | 73 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2017-11-15 | 150 | $0.00 | 150 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,344 | 2016-05-15 | 2021-02-15 | No | 4 | M | Direct |
| 1,361 | 2017-05-15 | 2018-02-15 | No | 4 | M | Direct |
| 4,541 | 2017-05-15 | 2019-02-15 | No | 4 | M | Direct |
| 7,008 | 2017-05-15 | 2022-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | 66 | Indirect | Held by the reporting person's Amazon.com 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 296 shares on each of May 15, 2016 and August 15, 2016; 297 shares on each of November 15, 2016 and February 15, 2017; 747 shares on May 15, 2017; 748 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 781 shares on each of May 15, 2018 and August 15, 2018; 782 shares on each of November 15, 2018 and February 15, 2019; 1,479 shares on May 15, 2019; 1,480 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 1,137 shares on May 15, 2020; and 1,138 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021.
- This award vests at the rate of: 1,363 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,361 shares on February 15, 2018.
- This award vests at the rate of: 73 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; and 1,117 shares on each of May 15, 2018, August 15, 2018, November 15 2018, and February 15, 2019.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 150 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 151 shares on February 15, 2018; 130 shares on each of May 15, 2018 and August 15, 2018; 131 shares on each of November 15, 2018 and February 15, 2019; 284 shares on May 15, 2019; 285 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 239 shares on each of May 15, 2020, August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.
Billionaire Hedge Funds
