Home > Insider Trading > Filing (0001615774-17-006836)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1499912	Global Brokerage Inc.	GLBR	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	273268672

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1504926	A. Kenneth Grossman	Global Brokerage, Inc. 55 Water St. New York NY 10041	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2017-11-16	19,538	$1.29	0	No	4	S	Direct
Class A Common Stock	Disposition	2017-11-16	11,830	$1.21	0	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	See Footnote

Footnotes

This price is an average price. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This number represents shares of the Issuer's Class A common stock which were held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person's wife serves as trustee.
This price is an average price. These shares were sold in multiple transactions at prices ranging from $1.20 to $1.275, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.