Filing Details
- Accession Number:
- 0001615774-17-006835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-17 16:15:24
- Reporting Period:
- 2017-11-16
- Accepted Time:
- 2017-11-17 16:15:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499912 | Global Brokerage Inc. | GLBR | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 273268672 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1505058 | Robert Lande | Global Brokerage, Inc. 55 Water Street New York NY 10041 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2017-11-16 | 13,537 | $1.26 | 0 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
Footnotes
- This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.2492 to $1.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Certain shares sold by the Reporting Person were held by a pension plan of which Reporting Person is the sole beneficiary. The Reporting Person disclaimed beneficial ownership over the securities held by this pension plan except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
