Filing Details
- Accession Number:
- 0001246360-11-000856
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-09 21:30:18
- Reporting Period:
- 2011-02-08
- Filing Date:
- 2011-02-09
- Accepted Time:
- 2011-02-09 21:30:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
813672 | Cadence Design Systems Inc | CDNS | Services-Prepackaged Software (7372) | 770148231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008463 | Bu Lip Tan | 2655 Seely Avenue, Bldg 5 San Jose CA 95134 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-08 | 12,600 | $9.72 | 142,386 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2011-02-08 | 6,000 | $9.79 | 148,386 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2011-02-08 | 6,400 | $9.84 | 31,400 | No | 4 | P | Indirect | Held By IRA |
Common Stock | Acquisiton | 2011-02-08 | 100,000 | $0.00 | 558,332 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | Held By IRA |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2011-02-08 | 800,000 | $0.00 | 800,000 | $9.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
800,000 | 2018-02-08 | No | 4 | A | Direct |
Footnotes
- Amount of Shares Beneficially Owned Following Reported Transaction includes: (i) 1,000 shares held by L Tan & N Lee & W Lee Trustees Pacven Walden Inc. 401(k) PSB FBO Lip-Bu Tan; (ii) 136,286 shares held by Lip-Bu Tan and Ysa Loo Tan dated 2/3/1992 (including 991 share acquired through the Cadence Design Systems, Inc. Employee Stock Purchase Plan on January 31, 2011), and (iii) 5,000 shares held by A&E Investment LLC, the sole member of which is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992
- Amount of Shares Beneficially Owned Following Reported Transaction includes: (i) 7,000 shares held by L Tan & N Lee & W Lee Trustees, Pacven Walden Inc. 401(k) PSB FBO Lip-Bu Tan; (ii) 136,386 shares held by Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992; and (iii) 5,000 shares held by A&E Investment LLC, the sole member of which is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
- Shares held by IRA FBO Lip-Bu Tan DB Securities Inc. Custodian Rollover Account DTD 5/19/97.
- Grant of performance based incentive stock.
- Option vests at a rate of 1/48th per month.