Filing Details
- Accession Number:
- 0001144204-17-059940
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-17 16:01:13
- Reporting Period:
- 2017-11-15
- Accepted Time:
- 2017-11-17 16:01:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1648428 | Sequential Brands Group Inc. | SQBG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1334172 | William Sweedler | C/O Tengram Capital Associates, Llc 15 Riverside Drive Westport CT 06880 | No | No | Yes | No | |
1540990 | Matthew Eby | C/O Tengram Capital Associates, Llc 15 Riverside Drive Westport CT 06880 | No | No | Yes | No | |
1542107 | Tcp Wr Acquisition Llc | C/O Tengram Capital Associates, Llc 15 Riverside Drive Westport CT 06880 | No | No | Yes | No | |
1564904 | Tengram Capital Associates, Llc | C/O Tengram Capital Associates, Llc 15 Riverside Drive Westport CT 06880 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-15 | 110,275 | $1.64 | 850,065 | No | 4 | P | Indirect | By William Sweedler. See footnotes (1) and (2). |
Common Stock | Acquisiton | 2017-11-16 | 84,189 | $1.64 | 934,254 | No | 4 | P | Indirect | By William Sweedler. See footnotes (1) and (3). |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By William Sweedler. See footnotes (1) and (2). |
No | 4 | P | Indirect | By William Sweedler. See footnotes (1) and (3). |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,628,572 | Direct | |
Common Stock | 733,333 | Indirect | By TCP SQBG Acquisition, LLC. See footnote |
Common Stock | 257,273 | Indirect | By TCP SQBG II, LLC. See footnote |
Common Stock | 95,938 | Indirect | By Matthew Eby. See footnotes (1) and |
Footnotes
- Consists of (i) 6,628,572 shares of common stock of the Issuer held directly by TCP WR Acquisition, LLC, (ii) 733,333 shares of common stock of the Issuer held by TCP SQBG Acquisition, LLC and (iii) 257,273 shares of common stock of the Issuer held by TCP SQBG II, LLC. Mr. William Sweedler and Mr. Matthew Eby are managing members of Tengram Capital Associates, LLC, which is the general partner of the managing member of each of TCP WR Acquisition, LLC, TCP SQBG Acquisition, LLC and TCP SQBG II, LLC. Mr. Sweedler also is a director of the Issuer. Each of Tengram Capital Associates, LLC, Mr. Sweedler and Mr. Eby disclaims beneficial ownership of such shares of Common Stock, except to the extent of his or its respective pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.605 to $1.65. The reporting person undertakes to provide to Sequential Brands Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.6221 to $1.64. The reporting person undertakes to provide to Sequential Brands Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote.
- Directly owned by Mr. Eby.