Filing Details
- Accession Number:
- 0001181431-11-008826
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-09 21:03:06
- Reporting Period:
- 2011-02-08
- Filing Date:
- 2011-02-09
- Accepted Time:
- 2011-02-09 21:03:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1355774 | Jr F John Schaefer | C/O Alaska Air Group Inc 19300 International Blvd Seattle WA 98188 | Vp/Finance And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-08 | 515 | $42.85 | 3,892 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-08 | 1,260 | $27.49 | 5,152 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-08 | 590 | $33.26 | 5,742 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-08 | 2,365 | $61.88 | 3,377 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-02-08 | 515 | $0.00 | 515 | $42.85 |
| Common | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-02-08 | 1,260 | $0.00 | 1,260 | $27.49 |
| Common | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-02-08 | 590 | $0.00 | 590 | $33.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-31 | 2017-01-31 | No | 4 | M | Direct |
| 1,260 | 2011-02-08 | 2018-02-08 | No | 4 | M | Direct |
| 1,770 | 2011-02-03 | 2020-02-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,500 | Direct |
Footnotes
- STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; SUBJECT TO FORFEITURE.
- OPTIONS VESTED IN FOUR EQUAL ANNUAL INSTALLMENTS ON 02/08/09, 02/08/10 AND 02/08/11; REMAINING OPTIONS VEST ON 02/08/12.
- OPTIONS VEST IN FOUR EQUAL ANNUAL INSTALLMENTS; REMAINING OPTIONS VEST ON 02/03/12, 02/03/13 AND 02/03/14.
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