Filing Details
- Accession Number:
- 0001127602-17-032516
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-16 20:19:17
- Reporting Period:
- 2017-11-14
- Accepted Time:
- 2017-11-16 20:19:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326801 | Facebook Inc | FB | Services-Computer Programming, Data Processing, Etc. (7370) | 201665019 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1580549 | Colin Stretch | C/O Facebook, Inc. 1601 Willow Road Menlo Park CA 94025 | Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2017-11-14 | 750 | $177.68 | 87,341 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-11-15 | 7,682 | $0.00 | 95,023 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-11-15 | 3,976 | $178.07 | 91,047 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2017-11-15 | 6,444 | $0.00 | 97,491 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-11-15 | 3,329 | $178.07 | 94,162 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2017-11-15 | 8,018 | $0.00 | 102,180 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-11-15 | 4,132 | $178.07 | 98,048 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2017-11-15 | 4,953 | $0.00 | 103,001 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-11-15 | 2,540 | $178.07 | 100,461 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2017-11-15 | 4,713 | $0.00 | 105,174 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-11-15 | 2,378 | $178.07 | 102,796 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Restricted Stock Unit (RSU) (Class B) | Disposition | 2017-11-15 | 7,682 | $0.00 | 7,682 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-11-15 | 7,682 | $0.00 | 7,682 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-11-15 | 7,682 | $0.00 | 7,682 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2017-11-15 | 6,444 | $0.00 | 6,444 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2017-11-15 | 8,018 | $0.00 | 8,018 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2017-11-15 | 4,953 | $0.00 | 4,953 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2017-11-15 | 4,713 | $0.00 | 4,713 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-05-02 | No | 4 | M | Direct | |
| 7,682 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | 2023-05-05 | No | 4 | M | Direct | |
| 40,090 | 2024-03-16 | No | 4 | M | Direct | |
| 39,620 | 2025-03-15 | No | 4 | M | Direct | |
| 65,984 | 2027-03-14 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.33 to $178.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.
- Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
- Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
- The RSUs vest as to 1/16th of the total shares on February 15, 2014 and then an additional 1/16th of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
- The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
- The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.
- Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
- The RSUs vest as to 1/5th of the total shares on February 15, 2015, after which 1/20th of the total shares vest quarterly, subject to continued service through each vesting date.
- The RSUs vest as to 1/16th of the total shares quarterly, beginning on February 15, 2016, subject to continued service through each vesting date.
- The RSUs shall vest quarterly as to 1/16th of the total shares, commencing the first quarter following May 15, 2017, subject to continued service through each vesting date.
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