Home > Insider Trading > Filing (0001127602-17-032462)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
829224	Starbucks Corp	SBUX	Retail-Eating & Drinking Places (5810)	911325671

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
901737	D Howard Schultz	2401 Utah Avenue South, Suite 800 Seattle WA 98134	Executive Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-11-14	83,553	$0.00	29,872,564	No	4	A	Direct
Common Stock	Acquisiton	2017-11-15	290,176	$11.44	30,162,740	No	4	M	Direct
Common Stock	Disposition	2017-11-15	290,176	$57.03	29,872,564	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-qualified Stock Option (Right to Buy)	Disposition	2017-11-15	290,176	$0.00	290,176	$11.44

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
784,050		2017-11-19	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,000,000	Indirect	by GRAT
Common Stock	2,000,000	Indirect	by spouse
Common Stock	550,181	Indirect	by Family Owned LLC
Common Stock	1,060,000	Indirect	by GRAT
Common Stock	1,060,000	Indirect	by spouse

Footnotes

Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 16, 2015. The RSUs are scheduled to vest, subject to continued employment, as follows; 41,777 shares on November 16, 2017 and 41,776 shares on November 16, 2018.
This transaction was executed in multiple trades at prices ranging from $57.025 to $57.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The option, representing the right to buy a total of 1,374,226 shares, became exercisable in an increment of 343,558 shares on November 19, 2008, and increments of 343,556 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015.