Filing Details
- Accession Number:
- 0001437749-17-019522
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-16 18:20:25
- Reporting Period:
- 2017-11-14
- Accepted Time:
- 2017-11-16 18:20:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1160958 | Inphi Corp | IPHI | Semiconductors & Related Devices (3674) | 770557980 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557773 | Charles Roach | 2953 Bunker Hill Lane, Ste 300 Santa Clara CA 95054 | V.p. Of Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-14 | 14,000 | $8.78 | 93,947 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-14 | 14,000 | $40.53 | 79,947 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-15 | 14,000 | $8.78 | 93,947 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-15 | 14,000 | $39.34 | 79,947 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option - right to buy | Disposition | 2017-11-14 | 14,000 | $0.00 | 14,000 | $8.78 |
| Common Stock | Employee Stock Option - right to buy | Disposition | 2017-11-15 | 14,000 | $0.00 | 14,000 | $8.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 42,000 | 2022-10-26 | No | 4 | M | Direct | |
| 28,000 | 2022-10-26 | No | 4 | M | Direct |
Footnotes
- This option award vest as to 25% of the shares on 8/29/13 and the remaining shares vest in 36 equal installments thereafter from 8/29/13 to 8/29/16.
- The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- Represents the weighted average sales price for a number of transactions effected at prices ranging from $40.00 to $41.12. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- Represents the weighted average sales price for a number of transactions effected at prices ranging from $38.86 to $39.665. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
Billionaire Hedge Funds
